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Conquer High-Risk Compliance Challenges.

Leverage intelligence where it matters most.

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Get an aerial view of compliance, automate repetitive tasks, and fix problems before regulators find them.

Designed and engineered for the next generation of financial leaders.

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    Broker-DealersThe world's fastest-growing Broker-Dealers partner with New Range to resolve CAT and CAIS issues.
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    FintechsLeading Fintechs rely on New Range for oversight of their compliance program.
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    Clearing FirmsForm a strategic alliance with New Range to rebuild your clients' trust in your CAT and CAIS management.

A full-service platform smart enough to know compliance is holistic.

We learn your firm's risk profile, regulatory requirements, and parameters, analyzing and monitoring trade and transaction data against your compliance program to help you anticipate challenges before they arise.

  • Unified 360-Degree HubManage onboarding, monitoring, and reporting seamlessly in one platform.
  • Automated ProcessesStreamline repetitive tasks effortlessly using automated agents.
  • Unmatched Security FeaturesAdvanced security with privacy mode and strict Role-Based Access Control (RBAC).
  • Predictive Data ModelsDetect compliance issues early with advanced machine learning.
  • Simplified Report GenerationQuickly generate reports that impress your business partners.
  • Consolidated Business IntelligenceAccess unified insights from consolidated data sources.

Keep your company compliant.

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Here are the facts.

At New Range, we take compliance seriously. Our guarantees are built on transparency, precision, and unwavering reliability. When it comes to CAT and CAIS reporting, we ensure your data is handled with the utmost care, so you can focus on what matters most—growing your business. Here's what we promise.

  1. 1We implement secure, scalable solutions that boosts operational efficiency.
  2. 2We provide dependable platform availability and top performance at any scale.
  3. 3We display unmatched levels of confidentiality and integrity.
  4. 4We adhere to your compliance objectives with digital audit trails and permission.
  5. 5We ensure proactive data security strategies via comprehensive analysis.
West CoastNewport Beach, CA
United States
East CoastNew York, NY
United States

We've spent decades building industry-leading platforms and compliance programs for some of the largest broker-dealers and banks.

Our platform is developed by a diverse team of engineers, data scientists, operators, CCOs, and former regulators, seamlessly merging deep industry expertise with real-world insights, and our team has formerly worked at companies like Acorns, Altruist, FICO, and Say.

Our team has formerly worked at companies like:

  • Acorns
  • Altruist
  • FICO
  • Say